AAPD notesRecommendations: Best Practices
AAPD notesRecommendations: Best Practices
Behavior Guidance for the Pediatric Dental Patient
- Source revision:
- 2024
- Reference Manual edition:
- 2025
Board takeaway
- Assess: Choose behavior guidance by the child's pain, development, medical status, coping ability, treatment urgency, and previous experiences.
- Build trust: Start by building trust with the child and family; adapt communication and reassess comfort throughout care.
- Pause: If distress escalates, pause, identify its cause, and reconsider the plan.
- Priority: Safe care and physical and psychological well-being take priority over completing treatment; guidance must never punish, shame, hurt, or assert power over a child.
Decision map: distress changes the plan
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Treatment completion is subordinate to physical and psychological safety. Deferral requires disease control and review; urgent care does not automatically justify stabilization, sedation, or GA. Preserve each technique's indications, contraindications, consent, monitoring, and stopping criteria below.
Assess before choosing a technique
- Ask about cognitive development, coping, anxiety, reaction to strangers, prior medical/dental experiences, prior guidance, and anticipated cooperation. Observe the child directly; no prediction tool is fully accurate.
- Disruptive behavior does not prove dental fear; a quiet child may still be fearful. Pain, illness, disability, inadequate preparation, and perceived loss of control can alter behavior.
- Consider parental anxiety, expectations, parenting practices, economic stress, cultural beliefs, and language needs. Offer compassionate support and referrals when appropriate.
- Use trauma-informed care: recognize potential triggers, engage and empower families, and avoid retraumatization.
- Before the visit: Preparation begins with reception and scheduling.
- Tailor: Identify special needs, offer orientation, and tailor visit length, timing, staffing, and travel considerations.
- Urgency: Urgent needs take priority; avoid extending care beyond tolerance for operator convenience.
- The whole team should use calm, consistent body language, empathy, clear instructions, and developmentally appropriate vocabulary. Move important counseling away from distracting operatory activity when helpful.
Consent, pain, and documentation
- Consent: Basic communicative guidance needs no specific consent; other techniques require informed consent consistent with applicable law.
- Conversation: Discuss risks, benefits, alternatives, deferred care/no treatment, and invite questions; a signature alone is insufficient.
- Include the child when possible; use the family's preferred language and a trained interpreter when needed. Document informed refusal when treatment is declined.
- An unexpected unsafe reaction warrants immediate protection. Obtain new consent if the subsequent plan introduces alternative guidance methods.
- Assess pain throughout care: child self-report is central; parental observations supplement it.
- Observe: Watch facial expression, crying, movement, complaints, heart rate, and sweating.
- Respond: Pause and modify care at distress; do not label pain-driven behavior as simple noncooperation.
- Record medical history, temperament, pain, acuity, prior behavior/techniques, consent, alternatives, and future implications.
- Frankl scale: 1 = definitely negative, overt refusal/extreme distress; 2 = negative, reluctance or withdrawal; 3 = positive, cooperative with possible caution; 4 = definitely positive, rapport and enjoyment. Add a descriptive observation rather than relying on the score alone.
Deferral and disease control
- When communication alone cannot permit routine care, weigh urgency against the risks of advanced guidance or deferral.
- Rapid progression, trauma, pain, or infection usually requires prompt treatment.
- Selected patients may receive SDF, interim therapeutic restorations, Hall-technique crowns, or fluoride varnish while cooperation develops. Individualize risk–benefit assessment; SDF/ITR require regular reevaluation and may need retreatment. This source gives no fixed recall interval.
- If nonurgent treatment becomes uncontrollable, briefly suspend care, discuss alternatives, and bring the incomplete procedure to a safe, prompt stopping point when deferral is chosen.
Basic techniques: choose the purpose
- Communication: maintain dialogue and active listening; give specific directions, use simple response signals, and observe comprehension and comfort.
- Positive previsit imagery: preview reassuring dental images to set expectations and encourage questions.
- Direct observation: watch a cooperative child or video to learn the setting and procedural sequence.
- Tell-show-do: explain at the child's level, demonstrate sensations nonthreateningly, then perform as described.
- Ask-tell-ask: explore feelings, explain, then check understanding and comfort; modify the plan if concerns persist. Requires ability to dialogue.
- Voice control: intentionally change volume, tone, or pace to gain attention and redirect behavior. Explain potentially aversive assertiveness beforehand; contraindicated with hearing impairment.
- Nonverbal communication: appropriate contact, posture, facial expression, and body language support attention and verbal guidance.
- Descriptive praise/positive reinforcement: identify the specific cooperative action; social rewards, tokens, or toys can reinforce recurrence.
- Distraction: stories, music, visual media, environment, or a short break reduce perceived unpleasantness and avoidance.
- Memory restructuring: revisit a difficult encounter using visual reminders, positive verbal reinforcement, concrete sensory examples, and accomplishment to improve subsequent behavior.
- Desensitization: identify fears, develop relaxation, and progress through graded exposures; useful for anxiety and neurodevelopmental disorders. Home rehearsal and orientation visits may precede treatment.
- Enhanced control: rehearse a limited stop signal away from the working field; promptly pause and acknowledge it. Appropriate for communicating patients; introducing it prematurely may imply danger and increase fear.
- Imagery, observation, tell-show-do, nonverbal guidance, praise, and distraction can be used broadly; the source lists no contraindications. Memory restructuring fits prior difficult visits; desensitization fits fear-provoking stimuli.
Parents and communication tools
- Support: Parental presence offers support, observation, and communication.
- Agreement: A planned presence/absence strategy requires prior mutual agreement; parent returns when the child agrees to and demonstrates improved cooperation.
- Contraindication: The source lists inability or unwillingness to provide effective support as a contraindication.
- Ask-tell-ask with families: assess readiness, knowledge, motivation, and desired detail; explain in small, personalized, simple chunks; check comprehension, emotions, and barriers. Address pain or emotional distress before education.
- Teach-back: ask the family to explain or demonstrate the plan; frame errors as a need to improve the clinician's explanation, then reteach.
- Motivational interviewing: explore ambivalence using the family's own reasons for change. Use open questions, affirmations, reflective listening, and summaries; support autonomy rather than confrontation.
Anxiety and special health care needs
- Sensory-adapted environment: dim light, soothing sound, projections, or deep-pressure input may promote relaxation in autism, sensory difficulties, other disabilities, or anxiety. No contraindication listed.
- Animal-assisted therapy: a goal-directed adjunct using a temperament-tested, trained, certified animal; document goals and results each visit. Avoid when exposure aggravates allergy, asthma, immune compromise, or other conditions; also avoid patient fear/disinterest or danger to animal/handler.
- Picture-exchange communication: recognizable symbols enable requests and procedural explanations for limited/no verbal communication; include a pause symbol. No contraindication listed.
- Mind-body approaches: biofeedback, breathing exercises, and hypnosis may reduce pain/anxiety and support adaptive thoughts and behavior. Use for situationally anxious children receptive to these approaches; no contraindication listed.
Nitrous oxide/oxygen
- Rapid, titratable, reversible anxiolysis supports communication; analgesia, amnesia, and gag reduction vary.
- Indications: fear/anxiety, selected muscular tone disorders with involuntary movement, interfering gag reflex, inability to obtain profound local anesthesia/analgesia, or fatigue during a lengthy procedure in a cooperative child.
- Greater than 50% nitrous oxide or combination with other sedating drugs: increased likelihood of moderate/deep sedation; be prepared to apply the corresponding sedation guidelines. Other agents may potentiate sedation and CNS depression.
- Potential contraindications:
- COPD.
- URI, sinusitis, or impaired nasal breathing.
- Recent middle-ear disturbance/infection.
- ENT surgery within 14 days.
- Raised intraocular pressure and up to 3 months after retinal surgery.
- Severe emotional disturbance/drug dependence.
- First-trimester pregnancy.
- Bleomycin treatment.
- Untreated vitamin B12 deficiency.
- These are stated as conditions that may contraindicate use. Consult the dedicated nitrous oxide and pediatric sedation guidance for detailed administration and monitoring.
Protective stabilization
- Finite restriction by a person (active) or device (passive) to permit safe care. A mouth prop in a compliant child is not stabilization.
- Use the least restrictive safe option; obtain/document prior parental consent and explain to an understanding child with opportunity to respond.
- Indications for protective stabilization:
- Immediate diagnosis or urgent limited care in a child unable to cooperate.
- Dangerous uncontrolled movement during urgent care.
- Sudden loss of cooperation requiring safe completion or stabilization.
- Limited treatment needs when sedation/GA is unavailable or unsuitable, after alternatives are discussed.
- Limited movement control during sedation.
- Harmful or interfering movements in a patient with special health care needs.
- Contraindications:
- Cooperative nonsedated patient.
- No clear current treatment need.
- Unsafe medical/physical/psychological condition.
- Trauma history creating greater psychological risk.
- Nonemergent full-mouth/multiple-quadrant rehabilitation.
- Operator convenience.
- Untrained team.
- Review cardiac/respiratory instability, musculoskeletal weakness/alignment, hypermobility, fragile bone/skin, psychological instability, thermoregulation, and psychotropic medications; seek medical consultation when indicated.
- Monitor: Continuously monitor physical/psychological well-being and pain; reassess tightness and duration.
- Protect: Never restrict circulation or respiration.
- Chest devices warrant particular caution.
- Stop: Terminate as soon as possible for severe stress or hysterics.
- Document indication, type, consent, reason for any parent exclusion, duration, behavior, adverse outcomes, and implications for later visits.
Sedation and general anesthesia
- Advanced methods require additional knowledge and mentored practical training. Basic guidance remains the foundation.
- Sedation continuum:
- Minimal: anxiolysis.
- Moderate: purposeful response to verbal or light tactile stimulation.
- Deep: difficult to arouse; purposeful response follows repeated verbal or painful stimulation.
- Sedation indications: anxiety despite unsuccessful basic methods; inability to cooperate from immaturity or mental/physical/medical conditions; potential psychological protection or reduced medical risk.
- Contraindications: Contraindicated for cooperative patients with minimal needs or conditions making sedation inadvisable.
- Goals include safety, pain/anxiety reduction, safe movement control, and recovery to recognized discharge criteria.
- Record consent, health evaluation, pre/post instructions, time-based drug name/route/site/time/dose/effect, consciousness/responsiveness and vital signs before/during/after care through discharge criteria, adverse events/treatment, and discharge time/condition.
- GA: unconsciousness with loss of protective reflexes, the ability to maintain the airway independently, and purposeful response. Balance age, development, medical status, dental needs, quality, alternatives or deferral, risk–benefit, and access barriers.
- GA indications:
- Inability to cooperate.
- Ineffective local anesthesia from infection/anatomy/allergy.
- Extreme fear/uncooperation.
- Pre-/noncommunication.
- Significant surgery combinable with dental care to reduce exposures.
- Psychological protection/reduced medical risk.
- Immediate comprehensive care for trauma, severe infection/cellulitis, or acute pain.
- GA contraindications:
- Healthy cooperative patient with minimal needs.
- Very young patient whose minimal needs can be managed therapeutically/deferred.
- Convenience.
- Medical conditions making GA inadvisable.
- Document rationale, consent, parent instructions, dietary precautions, and preoperative evaluation; follow state requirements and dedicated office-based anesthesia guidance for the anesthesia record.
Evidence and uncertainty
- Narrative best practice aligned with the nonpharmacological clinical practice guideline; insufficient/inconclusive evidence is supplemented by expert/consensus opinion. Appendix search strategies specify an August 2023 date limit.
- Sedation/GA rehabilitation may improve quality of life; whether it resolves the causes of initial fear/anxiety is unclear.
- Potential anesthetic effects in young children require further research; this document supplies no definitive neurodevelopmental risk threshold.
Common board traps
Answer aloud
A child becomes hysterical during elective restorative care. What next?
Pause treatment and assess pain, fear, and immediate safety rather than continue through hysterics.
- Reassess the guidance approach and urgency, explain alternatives to the parent, and obtain new consent if changing techniques.
- For elective care, bring the procedure to a safe stopping point and defer when reasonable, with disease control and follow-up.
- Protective stabilization should stop as soon as possible for severe distress.
A toddler with acute trauma cannot cooperate. Would you stabilize?
Possibly, if urgent diagnosis or limited treatment is needed and uncontrolled movement threatens safety.
- Assess development, medical and trauma risks, alternatives, and team competence, then obtain parental consent and explain to the child when possible.
- Use the least restrictive safe method, continuously monitor physical and psychological well-being, and document its indication, duration, response, and stopping criteria.
A parent requests GA for a young child with limited disease. How do you respond?
Assess the child's cooperation, disease burden, medical status, and alternatives.
- Limited disease may be managed with preventive or therapeutic disease control, other behavior guidance, and monitored deferral.
- Very young age or convenience alone does not justify general anesthesia when minimal needs can be managed otherwise.
- Explain the risks and benefits of the suitable options and arrange continued care.
How do nitrous oxide concentration and other sedating drugs change preparation?
Prepare for the sedation depth that may occur, rather than assuming all nitrous oxide use is minimal sedation.
- Greater than 50% nitrous oxide or combination with other sedating drugs increases the likelihood of moderate/deep sedation.
- Apply the corresponding sedation monitoring and rescue guidance.
- Review potential contraindications, including impaired nasal breathing and untreated vitamin B12 deficiency, with the dedicated nitrous oxide guidance.