AAPD notesRecommendations: Best Practices
AAPD notesRecommendations: Best Practices
Use of Anesthesia Providers in the Administration of Office-Based Deep Sedation/General Anesthesia to the Pediatric Dental Patient
- Source revision:
- 2023
- Reference Manual edition:
- 2025
Board takeaway
Office deep sedation/general anesthesia requires a justified indication, a suitable patient and facility, and separate dentistry and anesthesia roles. Verify pediatric expertise, monitoring, rescue, backup, and transfer capacity before choosing the office setting.
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| Role | Responsibility |
|---|---|
| Currently licensed anesthesia provider | Assess setting suitability; administer and monitor anesthesia; lead anesthetic rescue; determine discharge readiness |
| Dentist | Review credentials; provide skilled rescue assistance; ensure accessible records and quality assurance |
Hiring a provider does not transfer away the dentist's responsibilities.
Selecting the patient and setting
- Consider DS/GA for patients whose extensive treatment needs, acute anxiety, developmental immaturity, disabilities, medical conditions, or inability to cooperate prevent safe, humane dental care through other approaches.
- Pharmacologic behavior management is justified only when orofacial disease risks outweigh the benefits of alternative modalities; clinical indications must be met.
- Potential office benefits: better access and scheduling, fewer administrative demands and facility costs, less movement and recall, and access to familiar dental equipment and staff.
- Obtain a preoperative health evaluation by an appropriate medical or anesthesia provider; coordinate consultations and medical optimization.
- Assess systemic health with ASA Physical Status alongside procedure type/duration, frailty, deconditioning, and modifiable/nonmodifiable respiratory risks. This document gives no automatic ASA cutoff for office eligibility.
- Studies suggest more critical events outside traditional operating rooms. Patient mix, office setup, immediate backup, and emergency training may contribute; office convenience alone does not establish safety.
Pediatric airway risk
- Respiratory events are the most common critical perioperative/postoperative complications. Risk generally decreases with age.
- Young children have narrower tracheas, relatively large tongues/tonsils, and small mandibles, increasing obstruction risk.
- Under 2 years: reduced functional residual capacity limits oxygen reserve.
- Under 3 years: focused pediatric airway and vascular-access expertise is recommended for the anesthesia provider.
- Age thresholds describe risks and expertise needs; they are not stated absolute contraindications.
Assign responsibility before deep sedation/GA
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| Role or stage | Required planning |
|---|---|
| Treating dentist | Patient selection, dental treatment, informed consent, and coordination |
| Anesthesia provider | Anesthesia assessment, delivery, monitoring, rescue, and recovery responsibilities |
| Team/facility | Pediatric equipment, emergency response, transfer arrangements, and trained personnel |
| Discharge | Document recovery and responsible-adult instructions; completion of dentistry is insufficient |
Personnel and shared responsibilities
- Throughout treatment, have an independent CLA experienced with the patient population, a dentist trained and experienced in treating patients under GA, and additional personnel with BLS, PALS, or APLS certification.
- Both CLA and operating dentist need current PALS/APLS and rescue training, including drug administration. Clinical staff maintain healthcare-provider BLS and emergency recognition/rescue skills.
- Verify licensure, state certification/permits, pediatric experience, dental-setting experience, regulatory requirements, and professional liability coverage.
- Provider categories include physician/dentist anesthesiologists, oral and maxillofacial surgeons, and certified registered nurse anesthetists (CRNAs) where state law permits; certified anesthesiologist assistants (CAAs) are addressed under conditional supervision provisions.
- If state law permits a CRNA/CAA under direct dentist supervision, that dentist must have DS/GA training and the required license/permit. For safety, the supervising dentist should not simultaneously perform dentistry.
- Dentist: explain the indication, give preoperative information/instructions, coordinate consultations, and communicate relevant findings.
- CLA: assess office suitability, explain anesthesia risks, obtain anesthesia consent, administer anesthesia, intervene, and continuously monitor/record sedation depth, airway, ventilation, and vital signs. Do not assign dental tasks to the CLA.
- Follow recognized sedation/anesthesia guidance and applicable laws; this best practice does not override jurisdictional requirements.
Rescue and emergency preparation
- CLA must establish IV access and prepare/administer rescue medication; manage apnea, laryngospasm, obstruction, hypotension, anaphylaxis, and cardiopulmonary arrest.
- Required skills include airway opening, suction, CPAP, airway-device placement, bag-mask ventilation, tracheal intubation, and CPR.
- CLA leads anesthetic emergencies; dentist provides skilled assistance. CLA ensures staff support and an established emergency/transport protocol.
- Keep EMS/ambulance contacts and immediate backup-access procedures readily available.
- Rehearse emergencies regularly with closed-loop communication. Repeat/update exercises when plans, personnel, infrastructure/equipment, or anticipated problems change; no fixed drill interval is specified.
Facility, monitoring, and equipment
- Meet requirements for controlled-drug storage, fire/building safety, accessibility, occupational safety, and medical/hazardous waste disposal.
- Support a deeper sedation level than intended. Room layout must allow personnel/equipment space and rapid access to the patient, monitors, and anesthesia machine if present.
- Continuously monitor consciousness/responsiveness, heart rate, blood pressure, respiratory rate, end-tidal carbon dioxide (EtCO2), and oxygen saturation.
- If ventilation is difficult to assess using capnography, an amplified audible precordial stethoscope is encouraged.
- Required: ECG monitoring and a defibrillator capable of a reduced pediatric dose.
- Readily accessible rescue supplies include Yankauer suction, resuscitation drugs, age/size-appropriate equipment, and 100% oxygen deliverable by positive pressure at appropriate flow rates for up to 1 hour. Maintain support during transport.
- When using malignant-hyperthermia triggering agents, have treatment medications, equipment, and protocols available.
- Provide suitably equipped recovery space and backup power sufficient for patient safety. This document is not a complete equipment inventory; use the pediatric sedation guideline as the minimum framework.
Records, recovery, and discharge
- Before treatment, document rationale, anesthesia and procedural consent, parent instructions, dietary precautions, health evaluation, and prescriptions/use instructions.
- Time-based record: continuously monitor pulse, respiration, blood pressure, rhythm, oxygen saturation, and EtCO2; record initially every 5 minutes, then every 10–15 minutes as awakening occurs, until documented discharge criteria are met.
- For every drug, including local anesthetic, record name, dose, route, site, administration time, and patient response. Record inspired gas/oxygen concentrations and inhalation duration when used.
- Recovery personnel need postanesthetic experience and advanced resuscitation training; continue respiratory/cardiovascular monitoring.
- CLA confirms respiratory/cardiovascular stability and discharge criteria. Document condition, criteria met, discharge time, and receiving caregiver.
- Caregiver signature confirming receipt/understanding of postoperative instructions is encouraged.
- Dental staff retain all records, including anesthesia records, regardless of business arrangements. Dentist also ensures the CLA maintains accessible records.
Quality assurance and evidence
- Dentist and CLA develop/document quality-assurance mechanisms and communicate airway or other safety concerns throughout care.
- Document and review unexpected/adverse outcomes; discuss critical events openly and know state-board reporting requirements.
- Where evidence was inadequate or inconclusive, recommendations relied on expert/consensus opinion; do not present every recommendation as a trial-proven threshold.
Common board traps
Answer aloud
A toddler needs extensive treatment. Can the dental office provide GA?
Choose office GA only after confirming a justified indication and suitable patient, team, and facility.
- Assess alternatives, medical/airway risks, procedure extent, and preoperative health evaluation.
- The anesthesia provider determines office suitability; age under three calls for focused airway/vascular-access expertise.
- Ensure separate dentistry/anesthesia roles, monitoring, rescue, backup, and transport readiness.
An airway emergency occurs during office GA. Who does what?
The anesthesia provider leads rescue, the dentist provides skilled assistance, and trained staff execute rehearsed roles.
- Use closed-loop communication.
- Activate backup/transport as needed and maintain support during transfer.
- Both provider and dentist need current PALS/APLS and patient-rescue training; clinical staff maintain BLS.
How do monitoring and charting intervals differ during office DS/GA?
Monitoring is continuous; the intervals describe documentation frequency.
- Record initially every five minutes.
- As awakening occurs, record every 10–15 minutes until documented discharge criteria are met.
- Include physiology, gas concentrations, and every drug—including local anesthetic—with dose, route/site, time, and response.
What must be established before discharge after office GA?
The anesthesia provider confirms physiologic stability and discharge criteria after qualified recovery monitoring.
- Continue respiratory/cardiovascular monitoring by personnel experienced in recovery and advanced resuscitation.
- Document condition, criteria met, time, caregiver, and instructions.
- Dental and anesthesia records remain accessible despite business arrangements; completing dentistry does not establish recovery.